Under FINRA Rule 2830, a Member Firm and Its Associates

Under FINRA Rule 2830, a member firm and its associates are prohibited from selling shares of a mutual fund if the service fees disclosed in the fund prospectus exceed:

A) 0.25% of the fund's average annual net assets.
B) 0.50% of the fund's average annual net assets.
C) 0.75% of the fund's average annual net assets.
D) 1.00% of the fund's average annual net assets.