A provision under which an underwriter can cancel a proposed public offering due to some unforeseen occurrence is known as a:
A) blue sky provision
B) contra-market clause
C) fill or kill provision
D) market-out clause
Correct Answer:
Verified
Q135: Which of the following would not be
Q136: Which of the following does not describe
Q137: The registration requirements of the federal securities
Q138: Which of the following must be true
Q139: Under what conditions may an FINRA member
Q141: In stabilizing a new issue, the manager
Q142: The Securities Act of 1933 provides for:
A)extension
Q143: The gross spread in a new issue
Q144: Bubba Corporation has a registered public offering
Q145: Which of the following is not provided
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