To accommodate a customer's order to buy an over-the-counter stock, a broker/dealer is permitted to:
A)sell him shares from the firm's inventory
B)sell these shares short to the customer
C)act as agent on this transaction
D)all of the above

Question

Quizplus · Accepted Answer

all of the above. All of the choices are normal ways for the broker to fill the customer's order.

To Accommodate a Customer's Order to Buy an Over-The-Counter Stock