The FINRA markup policy requires that over-the-counter transactions with a customer be at:
A) prices reasonably related to the current market price of the security
B) a markup not to exceed 5% of the current offering price
C) prices reasonably related to the dealer's cost
D) a markup based on previous activity in the customer's account
Correct Answer:
Verified
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A)listed
B)over-the-counter
C)unregistered
D)exempt from SEC
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