Mutual fund salespersons may not represent that a product is like of safer than:
A)an insurance policy
B)a fixed annuity
C)a corporate debt instrument
D)all of the above

Question

Quizplus · Accepted Answer

all of the above. A broker/dealer must demonstrate that what is said or printed about a product is not fraudulent. Representing a mutual fund as safer than any of the choices above is likely fraudulent.

Mutual Fund Salespersons May Not Represent That a Product Is