Under the Uniform Securities Act, which of the following does not need to be included when filing to register a security issue with the state?

Question

Quizplus · Accepted Answer

The Uniform Securities Act specifies that the initial registration statement should be accompanied by all of the documents listed in the first three selections-a copy of the firm's articles of incorporation and bylaws or their equivalent; copies of any underwriter agreements; and a copy of any indenture that applies to the security being registered. Moreover, these are only some of the documents that need to be included.

Under the Uniform Securities Act, Which of the Following Does