Finn Nance has recently passed his CFP exam and is now a certified financial planner. He has new business cards printed that have the words "Certified Financial Planner" printed under his picture. In doing so,
A) Finn has not violated any laws or engaged in any prohibited practices.
B) Finn has violated a securities law. The Uniform Securities Act prohibits anyone from using the word "certified" on any advertisement for services.
C) Finn has possibly violated a state securities regulation. The Administrator in many states prohibits the use of the word "certified" on any advertisement for services.
D) Finn is not in violation of any laws as long as he has notified the state Administrator of his new designation and his new logo.
Correct Answer:
Verified
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