Which of the following compensation arrangements between an investment adviser and an individual client with a net worth of $600,000 would be disallowed?
A) The client agrees to pay the investment adviser an hourly fee of $60.00.
B) The investment adviser will receive 0.1% of the total value of the client's assets under management as of the end of each month.
C) The investment adviser will receive 0.1% of the gross capital gains earned on the portfolio each quarter.
D) All of the above are legitimate compensation arrangements between and investment adviser and an individual client with a net worth of $600,000.
Correct Answer:
Verified
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