Neelima has been working in the financial industry for more than 20 years. She helps regulate the different United States Stock Exchanges. Which federal agency does Neelima most likely work for?
A) The Securities and Exchange Commission
B) The Federal Reserve
C) The Federal Deposit Insurance Corporation
D) The Consumer Financial Protection Bureau
E) The Department of the Treasury

Question

Quizplus · Accepted Answer

The Securities and Exchange Commission (SEC) is the federal agency responsible for regulating the securities industry, including the United States Stock Exchanges. Its primary mission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.

Neelima Has Been Working in the Financial Industry for More