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A Prospective Issuer of New Securities Must Initially File a Registration

Question 28

Multiple Choice

A prospective issuer of new securities must initially file a registration statement with the SEC that includes all of the following items except:


A) A description of business operations and risks.
B) Balance sheets for the past two years.
C) Statements of income and comprehensive income for the past three years.
D) A letter of comment from the Division of Corporation Finance

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