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Regulation of U

Question 79

Essay

Regulation of U.S. financial markets is the purpose of the Securities Act of 1933 and the Securities Act of 1934.
Required
a. Each Act focuses on regulation of a different aspect of financial markets. What is the difference in focus between the two Acts?
b. Briefly describe the major purposes of each Act.

Correct Answer:

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a. The Securities Act of 1933 regulates ...

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