The Securities Act of 1933 regulates issuance of new public offerings.
Required
Fill in the blanks in the following statements about registration of new securities.
a. Form _____ is the basic form for the registration of new issues. Issuers meeting specified criteria may use short Form _____. Securities issued in business combinations and debt exchanges are registered using Form _____.
b. Financial data presented in a registration statement include balance sheets as of the end of the last ____ years, statements of income and comprehensive income and statements of cash flows for the last _____ year(s), and summaries of operations for the past _____ year(s).
c. The period from the last audited statement to the date of the most recent interim period ending before the registration statement is known as the ______ period.
d. Accountants often write a(n) _______________ providing negative assurance on unaudited financial statement information contained in the registration statement.
e. A(n) ______________ underwriting means that the underwriter buys the entire issue at a fixed price and is responsible for selling the issue to dealers.
f. A(n)_____________ underwriting means that the underwriter sells as many shares as possible, receiving a commission based on sales.
g. A(n) _______________ underwriting is used if the issuing company wants to ensure that enough capital is raised to sustain the project for which the securities are being sold.

Question

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The Answer of The Securities Act of 1933 regulates issuance of new public offerings.
Required
Fill in the blanks in the following statements about registration of new securities.
a. Form _____ is the basic form for the registration of new issues. Issuers meeting specified criteria may use short Form _____. Securities issued in business combinations and debt exchanges are registered using Form _____.
b. Financial data presented in a registration statement include balance sheets as of the end of the last ____ years, statements of income and comprehensive income and statements of cash flows for the last _____ year(s), and summaries of operations for the past _____ year(s).
c. The period from the last audited statement to the date of the most recent interim period ending before the registration statement is known as the ______ period.
d. Accountants often write a(n) _______________ providing negative assurance on unaudited financial statement information contained in the registration statement.
e. A(n) ______________ underwriting means that the underwriter buys the entire issue at a fixed price and is responsible for selling the issue to dealers.
f. A(n)_____________ underwriting means that the underwriter sells as many shares as possible, receiving a commission based on sales.
g. A(n) _______________ underwriting is used if the issuing company wants to ensure that enough capital is raised to sustain the project for which the securities are being sold.

The Securities Act of 1933 Regulates Issuance of New Public