In addition to mandates set out in the Securities Act of 1933, the __________ has added significant requirements pursuant to its authority as an independent regulatory agency.

Question

Quizplus · Accepted Answer

The Securities and Exchange Commission (SEC) is the correct answer because it is an independent regulatory agency responsible for enforcing federal securities laws, proposing securities rules, and regulating the securities industry, the nation's stock and options exchanges, and other activities and organizations, including the electronic securities markets in the United States.

In Addition to Mandates Set Out in the Securities Act