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Which of the Following Tests Would Be an Example of a Compliance

Question 12

Multiple Choice

Which of the following tests would be an example of a compliance test?


A) Writing to the credit customers requesting that they confirm (independently) the balance that is owing to them at the year end.
B) Observing the opening and recording of mail every day.
C) Confirming that proper authorisation of cheque payments has occurred, by examining the appropriate documentation.
D) Ensuring that cut-off has been appropriately performed.

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