The resale of which two types of securities does SEC Rule 144 limit?

Question

Quizplus · Accepted Answer

SEC Rule 144 limits the resale of "restricted securities," which are securities acquired through private placements or other unregistered offerings, as well as "control securities," which are securities held by insiders or affiliates of the issuing company. Therefore, the correct answer is C), as it includes both types of securities that are subject to restriction under SEC Rule 144.

The Resale of Which Two Types of Securities Does SEC