Which policy measure requires investment banks to make public their analysts' recommendations?

Question

Quizplus · Accepted Answer

The Global Legal Settlement of 2002 required investment banks to make public their analysts' recommendations. This settlement was a series of agreements between regulators and 10 investment banks, including Goldman Sachs, Merrill Lynch, and Credit Suisse, regarding conflicts of interest in the analyst industry. The settlement required these banks to separate their research and investment banking activities, and to make their analysts' recommendations available to the public. The other policy measures listed (Sarbanes-Oxley Act of 2002, Gramm-Leach-Bliley Act of 1999, and Riegle-Neal Act of 1994) did not specifically require investment banks to make their analysts' recommendations public.

Which Policy Measure Requires Investment Banks to Make Public Their