In a suit for fraud against the issuer of a security, which element would not have to be shown?
A) a security was involved
B) there was a misleading statement or material omission
C) a financial loss was suffered
D) all elements must be shown
E) none of these elements are necessary, but they make for a stronger case
Correct Answer:
Verified
Q297: Securities that are on shelf registration:
A) cannot
Q298: Most securities are issued by well-known seasoned
Q299: According to the SEC rules, a company
Q300: A 10-K report is:
A) an explanation of
Q301: Corporations must have annual stockholder meetings at
Q303: A proxy is best described as:
A) a
Q304: Since it is not practical for many
Q305: Regulation Fair Disclosure (FD) requires:
A) insiders in
Q306: The SEC rule that requires public companies
Q307: When a company wants to take over
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