A securities professional who engages in the business of buying and selling securities for the accounts of others is a:

Question

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A broker is a securities professional who buys and sells securities for the accounts of others. A dealer, on the other hand, buys and sells securities for their own account. An investment adviser provides advice on securities and their value. A scalper engages in short-term trading strategies to profit from small price movements, while a churner engages in excessive trading in order to generate commissions. Of these options, only a broker aligns with the given definition.

A Securities Professional Who Engages in the Business of Buying