The Division of ____ of the SEC assesses possible violations of SEC regulations and can take action against individuals or firms.
A) Corporate Finance
B) Enforcement
C) Administration
D) Market Regulation

Question

Quizplus · Accepted Answer

The Enforcement Division of the SEC is responsible for investigating possible violations of SEC regulations and taking appropriate actions against individuals or firms found guilty of such violations. The other divisions listed (Corporate Finance, Administration, Market Regulation) do not have the authority to enforce regulations in the same way as the Enforcement Division.

The Division of ____ of the SEC Assesses Possible Violations