The SEC's ____ reviews the registration statement filedwhen a firm goes public, corporate filings for annual and quarterly reports, and proxy statements that involve voting for board membersorother corporate issues.
A) Division of Corporate Finance
B) Division of Market Regulation
C) Division of Enforcement
D) none of the above

Question

Quizplus · Accepted Answer

The Division of Corporate Finance is responsible for reviewing the registration statements filed by firms going public, corporate filings for annual and quarterly reports, and proxy statements that involve voting for board members or other corporate issues. The Division of Market Regulation oversees the workings of securities markets while the Division of Enforcement investigates and prosecutes violations of securities law.

The SEC's ____ Reviews the Registration Statement Filedwhen a Firm