The process of registration created by the Uniform Securities Act is known as
A) registration by coordination.
B) registration by notification.
C) registration by qualification.
D) registration by pronouncement.
E) registration by announcement.

Question

Quizplus · Accepted Answer

In addition to adopting the registration by notification and registration by qualification, the Uniform Securities Act created a third procedure-registration by coordination. For those issuers of securities who must register with the Securities and Exchange Commission (SEC), duplicate documents are filed with the state's administrative agency.

The Process of Registration Created by the Uniform Securities Act