The sale and transfer of securities are heavily regulated by federal and state statutes and by government agencies.

Question

The sale and transfer of securities are heavily regulated by federal and state statutes and by government agencies.​

Quizplus · Accepted Answer

The sale and transfer of securities are governed by extensive regulations and oversight by various government entities, including the Securities and Exchange Commission (SEC), state securities commissions, and self-regulatory organizations like FINRA. These regulations aim to protect investors from fraud and ensure transparency in the securities markets.

The Sale and Transfer of Securities Are Heavily Regulated by Federal