The 1995 Private Securities Litigation Reform Act grants authority to the SEC to bring civil actions against aiders and abettors for certain violations of the 1934 Act.
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Q21: There are rigorously enforced restrictions regarding both
Q23: Bonds are included in the definition of
Q24: The Securities Act of 1933 identifies a
Q25: In 2006, the SEC abolished the requirement
Q27: Shelf registrations allow issuers to register securities
Q28: The tender offer is open to select
Q29: The due diligence defense generally requires the
Q31: The SEC may not advance the effective
Q37: Rule 505, as promulgated by the SEC,
Q39: With few exceptions, an issuer must file
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