With few exceptions, an issuer must file preliminary proxy statements and forms with the SEC at least 10 days before they are sent to security holders.

Question

Quizplus · Accepted Answer

This statement is true. According to SEC rules, preliminary proxy statements and forms must be filed at least 10 days before they are sent to security holders, unless the issuer qualifies for an exemption.

With Few Exceptions, an Issuer Must File Preliminary Proxy Statements