Which of the following would NOT be exempt from registration under the 1933 Securities Act?
A) An offering restricted to the residents of the state in which the issuing company is organized and doing business.
B) An offering by a noninvestment company issuer for $4 million in securities over 12 months without general advertising or general solicitation.
C) An offering of limited partnership tax shelters.
D) A private offering to only accredited investors who will not redistribute them.
Correct Answer:
Verified
Q46: The Securities and Exchange Commission (SEC) consists
Q47: _, promulgated by the SEC, provides a
Q52: The SEC established a computer system that
Q52: Effective in 2000, a plain English term
Q53: The 1933 Act imposes liability for material
Q54: The Securities Act of 1934 imposes sanctions
Q55: The rule that prohibits schemes and devices
Q57: A defense to an action based on
Q57: Which of the following would ordinarily NOT
Q59: A registration statement generally includes all of
Unlock this Answer For Free Now!
View this answer and more for free by performing one of the following actions
Scan the QR code to install the App and get 2 free unlocks
Unlock quizzes for free by uploading documents