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Under the SEC's 2005 Revisions Regarding Written Communications

Question 62

Multiple Choice

Under the SEC's 2005 revisions regarding written communications:


A) all issuers may use a free-writing prospectus after the filing of the registration statement.
B) communications by issuers more than 30 days before filing a registration statement are allowed as long as they reference a securities offering that is the subject of a registration statement.
C) well-known seasoned issuers may engage at any time only in written communications other than a free-writing prospectus.
D) unseasoned issuers may not publish forward-looking information.

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