The provisions of Section 17(a) of the 1933 Act:
A) primarily allows for a private right of action for persons injured by the act.
B) make it unlawful to engage in any transaction, practice, or course of business that operates as deceit upon the issuer.
C) make it unlawful in the offer or sale of any securities to obtain property by any statement that omits a material fact without which the information is misleading.
D) None of the above.
Correct Answer:
Verified
Q66: Section 11 of the Securities Act of
Q66: If Terry makes a tender offer to
Q66: Under the Securities Exchange Act of 1934
Q66: If a company has assets of over
Q67: The antifraud provisions of the 1934 Act
Q70: All of the following are exempt from
Q71: A signed writing by a shareholder authorizing
Q73: For purposes of Section 16(b)of the 1934
Q74: If a lawyer were being held liable
Q80: Marge wishes to raise some money to
Unlock this Answer For Free Now!
View this answer and more for free by performing one of the following actions
Scan the QR code to install the App and get 2 free unlocks
Unlock quizzes for free by uploading documents