The registration requirement of the Securities Act of 1933 applies to:

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The Securities Act of 1933 requires companies to register any securities they offer and sell with the Securities and Exchange Commission (SEC). This includes stocks, bonds, and other investment securities. Certificates of deposit issued by national banks do not fall under the purview of the Securities Act of 1933. Shares issued by nonprofit corporations may be exempt from registration. The $1.5 million threshold is for Regulation A offerings, which provides a simplified and less expensive registration process for small companies offering securities.

The Registration Requirement of the Securities Act of 1933 Applies