A study of brokerage firms found that many of the biggest names in the business have not had serious violations since the early 1980s.

Name: A study of brokerage firms found that many of the biggest names in the business have not had serious violations since the early 1980s.
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Many brokerage firms have faced serious violations since the early 1980s, including during financial crises and due to regulatory changes.

A Study of Brokerage Firms Found That Many of the Biggest