Established in 2003,this group protects U.S.investors by overseeing brokerage firms and securities representatives.

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FINRA, or the Financial Industry Regulatory Authority, is a self-regulatory organization that oversees and regulates brokerage firms and securities representatives. It was established in 2003 as a result of the consolidation of the National Association of Securities Dealers (NASD) and the regulatory functions of the New York Stock Exchange (NYSE). Its main aim is to protect U.S. investors by ensuring that securities firms and professionals operate fairly and honestly.

Established in 2003,this Group Protects U