The Sarbanes-Oxley Act of 2002 extends the statute of limitations to three years after discovery of facts constituting a violation of Section 11 of the 1933 Act and seven years after the violation.
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Q14: The Securities and Exchange Commission (SEC)has the
Q15: As per the test laid down by
Q16: Prior to the filing of a 1933
Q17: An insurance policy is exempt from registration
Q18: The Securities Act of 1933 regulates the
Q20: State securities laws are known as "blue-sky
Q21: Which federal law has established three important
Q22: The SEC does NOT have the power
Q23: Section 5 of the 1933 Act permits
Q24: Which of the following is an example
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