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The Dodd-Frank Act Adds New ________ to the 1934 Act,making

Question 72

Multiple Choice

The Dodd-Frank Act adds new ________ to the 1934 Act,making it unlawful for any broker,dealer,or other person selling or offering to sell or purchasing or offering to purchase any security (other than a government security) ,to make for the purpose of inducing the purchase or sale of such security any false or misleading misstatement of material fact,if the person knew or had reasonable ground to believe the statement was false or misleading.


A) Section 10(b)
B) Section 17(a)
C) Section 9(a) (4)
D) Section 18

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