Securities filed under "Regulation D" are:
A) not exempt from registration with the SEC.
B) sold to accredited investors.
C) securities of federal government.
D) offerings of a limited size that are sold strictly intrastate. Not all public offerings of securities must be registered with the SEC. Some offerings, like those filed under a "Regulation D" exemption, are exempt because the offering is being made to a select group of individuals, called accredited investors.
Correct Answer:
Verified
Q21: The Securities Act of 1933 is directed
Q22: A security is defined as a _
Q23: Which of the following statements is definitely
Q24: When a company decides to go public,
Q25: If and when a corporation decides to
Q27: Bank note is an example of _.
A)
Q28: Which of the following statements is definitely
Q29: When going public, full compliance with the
Q30: Which of the following statements is definitely
Q31: Stock is a type of _.
A) receipt
B)
Unlock this Answer For Free Now!
View this answer and more for free by performing one of the following actions
Scan the QR code to install the App and get 2 free unlocks
Unlock quizzes for free by uploading documents