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Securities Filed Under "Regulation D" Are

Question 26

Multiple Choice

Securities filed under "Regulation D" are:


A) not exempt from registration with the SEC.
B) sold to accredited investors.
C) securities of federal government.
D) offerings of a limited size that are sold strictly intrastate. Not all public offerings of securities must be registered with the SEC. Some offerings, like those filed under a "Regulation D" exemption, are exempt because the offering is being made to a select group of individuals, called accredited investors.

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