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SEC Has Broad Enforcement Power.It Can

Question 97

Multiple Choice

SEC has broad enforcement power.It can:


A) pursue civil actions,but must refer criminal proceeding over to the U.S.Justice Department.
B) pursue both civil and criminal actions.
C) pursue criminal,but not civil,actions.
D) not pursue either civil or criminal,and must refer both over to the U.S.Justice Department.

Correct Answer:

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