The basic regulatory framework in the United States was provided by:
A) the Securities Act of 1933.
B) the Securities Exchange Act of 1934.
C) the monetary system.
D) the Securities Act of 1933 and the Securities Exchange Act of 1934.
E) All of

Question

Quizplus · Accepted Answer

The Securities Act of 1933 and the Securities Exchange Act of 1934 together form the basic regulatory framework in the United States for securities regulation. The Securities Act of 1933 regulates the issuance and sale of securities, while the Securities Exchange Act of 1934 regulates the trading of securities on the secondary market.  The monetary system is not a regulatory framework for securities regulation.

The Basic Regulatory Framework in the United States Was Provided