The Private Securities Litigation Reform Act sought to prevent abuses in private securities fraud lawsuits.
Correct Answer:
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Q1: "Restricted securities" are exempted from registration.
Q7: As amended in 2008, SEC rules define
Q9: Every registration filed with the SEC is
Q9: Most states require the registration of securities
Q12: A "private placement" involves no public offering
Q14: The antifraud provisions of the 1933 Act
Q15: Registration of securities with the SEC guarantees
Q16: EDGAR is the computer system established by
Q19: Only civil liability may be imposed for
Q20: The Dodd-Frank Act amends the 1933 and
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