Which of the following is not required under the CFA Institute Standards of Professional Conduct?
A) Knowledge of all applicable laws, rules, and regulations
B) Disclosure of all personal investments, whether or not they may conflict with a client's investments
C) Disclosure of all conflicts to clients and prospects
D) Reasonable inquiry into a client's financial situation
E) All of the options are required under the CFA Institute standards.

Question

Quizplus · Accepted Answer

Disclosure of all personal investments is not required unless they conflict with a client's investments. The CFA Institute Standards of Professional Conduct require disclosure of conflicts of interest, but not all personal investments need to be disclosed unless they potentially conflict with the client's investments.

Which of the Following Is Not Required Under the CFA