According to the SEC,per se fraudulent statements include:
A) those that tout securities and make unreasonable forecasts.
B) those that specify the use of the proceeds of the issuance.
C) those that outline the annual return on an investment from the last ten years.
D) those that give full details about the securities to be offered.
Correct Answer:
Verified
Q24: Which section of the 1933 Act imposes
Q28: A prospectus:
A)makes forecasts of the annual return
Q29: Which of the following statements is true
Q30: The U.S.Supreme Court has ruled that fraud
Q32: Securities sold in exempt transactions:
A)are to be
Q34: Average investors who can offer and sell
Q35: Under this theory,the investor's reliance on the
Q35: In a Rule 10b-5 case, _.
A) selective
Q36: Under this theory,a person's undisclosed,self-serving use of
Q38: Under Section 11 of the 1933 Act,the
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