An ethics or compliance officer is generally entrusted to:

Question

Quizplus · Accepted Answer

The primary responsibility of an ethics or compliance officer is to minimize the risks associated with employee misconduct by implementing policies and procedures that promote ethical behavior in the workplace. While the officer may be involved in distributing the company's code of ethics or arranging for ethics training, these tasks are secondary to the overarching goal of mitigating risks associated with misconduct. The officer is not typically responsible for acting as a liaison between the company and regulatory agencies such as the Securities and Exchange Commission.

An Ethics or Compliance Officer Is Generally Entrusted To