Securities may be sold during the prefiling period.

Name: Securities may be sold during the prefiling period.
Brand: Quizplus
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Question

Quizplus · Accepted Answer

Because they cannot offer to sell securities during the prefiling period,issuers,officers,directors,and underwriters usually try to avoid generating publicity about possibly issuing securities because the Securities and Exchange Commission (SEC)may construe such publicity as an attempt to condition the market to generate interest in the securities.

Securities May Be Sold During the Prefiling Period