Solved

According to Section 10(b)and Rule 10b-5 of the Securities Exchange

Question 53

Multiple Choice

According to Section 10(b) and Rule 10b-5 of the Securities Exchange Act of 1934,which of the following constitute(s) a material omission or misrepresentation during a securities transaction?


A) A change in the status of litigation against the company.
B) A change in dividends.
C) A new product,process,or discovery.
D) A change in the status of litigation against the company; a change in dividends; or a new product,process,or discovery.
E) A change in the status of litigation against the company or a change in dividends,but not a new product,process or discovery.

Correct Answer:

verifed

Verified

Unlock this answer now
Get Access to more Verified Answers free of charge

Related Questions

Unlock this Answer For Free Now!

View this answer and more for free by performing one of the following actions

qr-code

Scan the QR code to install the App and get 2 free unlocks

upload documents

Unlock quizzes for free by uploading documents