The registration statement to be filed with the SEC includes:
A) statements which gives the holder the right to purchase securities at a stipulated price within a specified time limit.
B) a written promise to repay a specified sum of money plus interest at a specified rate and length of time to fulfill the promise.
C) statements that show ownership of a bond, stock or other security.
D) financial statements and a report on operations, issued by a company to its shareholders at the company's fiscal year-end.
E) a detailed disclosure of financial information about the issuer and the controlling individuals involved in the offering of securities for sale to the public.

Question

Quizplus · Accepted Answer

The Securities Act of 1933 contains detailed provisions relating to the registration of securities, which requires that a registration statement be filed with the SEC. The statement includes a detailed disclosure of financial information about the issuer and the controlling individuals involved in the offering of securities for sale to the public.

The Registration Statement to Be Filed with the SEC Includes