Which of the following is NOT a potential conflict of interest identified by regulators and academics?
A)Salesperson's stake.
B)Stuffing fiduciary accounts.
C)Bankruptcy risk transference.
D)Procompetitive effects.

Question

Quizplus · Accepted Answer

Procompetitive effects are not a potential conflict of interest, as they involve the promotion of competition and consumer welfare rather than the potential for self-interest or bias to influence decision-making. The other choices are all examples of conflicts of interest that have been identified by regulators and academics. A salesperson's stake in a product or company can create incentives to recommend it even if it is not in the client's best interest, while stuffing fiduciary accounts involves pushing unwanted or inappropriate products onto clients. Bankruptcy risk transference refers to the transfer of financial risks from one party to another, which can create conflicts of interest in terms of risk management and pricing.

Which of the Following Is NOT a Potential Conflict of Interest