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Match the Following Pieces of Legislation with the Function Achieved

Question 127

Multiple Choice

Match the following pieces of legislation with the function achieved by each regulation as stated in the question.
-Requires a mutual fund to furnish full and accurate information on all financial and corporate matters to prospective fund purchasers.


A) Securities Act of 1933
B) Securities Exchange Act of 1934
C) Investment Advisers Act of 1940
D) Investment Company Act of 1940
E) Insider Trading and Securities Fraud Enforcement Act of 1988
F) Market Reform Act of 1990
G) National Securities Markets Improvement Act of 1996

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