According to SEC Rule 415

According to SEC Rule 415,

A) larger corporations can register their new issues with the SEC up to two years in advance.
B) firms should disclose soft dollar arrangements to their clients.
C) large investors are allowed to begin trading privately placed securities among themselves.
D) firms are required to maintain records of the information used to verify the identity of a person opening an account.
E) publicly held companies must disclose all material information that might affect investment decisions to all investors at the same time.