The so-called "global settlement" negotiated by the SEC,NYSE and NASD with a number of brokerage firms was intended to:
A)ensure more disclosure of relevant information to investors.
B)separate investment banking from analyst research.
C)stop the practice of buy,sell or hold recommendations in analysts' reports.
D)all of the above

Question

Quizplus · Accepted Answer

The global settlement aimed to address conflicts of interest by separating investment banking from analyst research to ensure unbiased and independent research reports.

The So-Called "Global Settlement" Negotiated by the SEC,NYSE and NASD