A new issue of corporate securities sold to the general public must be
A)registered with the SEC
B)initially sold through brokers
C)offered initially to existing stockholders
D)bought by specialists in corporate securities

Question

Quizplus · Accepted Answer

New issues of corporate securities sold to the general public in the United States must be registered with the Securities and Exchange Commission (SEC) to ensure transparency and protect investors by providing them with the necessary information to make informed decisions.

A New Issue of Corporate Securities Sold to the General