Which of the following is not a service that is commonly performed by an securities firm?
A)setting regulatory rules for stock exchanges
B)origination
C)underwriting
D)distribution

Question

Quizplus · Accepted Answer

Setting regulatory rules for stock exchanges is typically the responsibility of government regulatory bodies, not securities firms. The other options (origination, underwriting, and distribution) are all common services provided by securities firms in the process of issuing and selling securities.

Which of the Following Is Not a Service That Is