A(n) ____ discloses relevant financial data on a firm issuing securities, and the provisions applicable to the security.
A)SEC preferred disclosure form
B)1040 disclosure form
C)shelf-registration
D)prospectus

Question

Quizplus · Accepted Answer

A prospectus discloses relevant financial data on a firm issuing securities, and the provisions applicable to the security. The SEC preferred disclosure form and 1040 disclosure form are not relevant to securities issuances, and shelf-registration refers to a process for registering securities for future issuance.

A(n) ____ Discloses Relevant Financial Data on a Firm Issuing