The Division of ____ of the SEC regulates the fair and orderly disclosure trading by ensuring honest practices by various organizations that facilitate the trading of securities.
A)Corporate Finance
B)Enforcement
C)Administration
D)Market Regulation

Question

Quizplus · Accepted Answer

The Division of Market Regulation of the SEC is responsible for ensuring fair and orderly trading of securities by regulating various organizations involved in the trading process, such as stock exchanges, brokerage firms, and clearing agencies. This includes ensuring honest practices and promoting transparency in the disclosure of information relevant to the trading of securities. The other divisions listed, Corporate Finance, Enforcement, and Administration, are responsible for other aspects of the SEC's regulatory work.

The Division of ____ of the SEC Regulates the Fair